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Spencer Matthew Paulson

Wells Fargo Clearing Services, LLC

Miami, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-11
TX RA APPROVED 2023-01-18
  • FL RA
    APPROVED
    Since 2023-05-11
  • TX RA
    APPROVED
    Since 2023-01-18

Branch Locations

333-355 Se 2Nd Ave Ste 3700, 37Th Fl, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Little Shaneyfelt & Marshall Little Rock AR 01/2017 08/2017
Rowland & Carter Cpa Firm Memphis TN 08/2017 03/2019
Student Memphis TN 04/2016 01/2017
Caryt And Company Inc Memphis TN 03/2019 04/2021
Wells Fargo Clearing Services, Llc Aventura FL 12/2022 Present
Indepent Logistics Memphis TN 04/2021 12/2021
Self Employed Memphis TN 12/2021 05/2022
Total Quality Logistics Fort Lauderdale FL 05/2022 06/2022
Unemployed Fort Lauderdale FL 06/2022 09/2022
Assurance Dimensions Margate FL 09/2022 12/2022
  • 01/2017 → 08/2017
    Little Shaneyfelt & Marshall
    Little Rock, AR
  • 08/2017 → 03/2019
    Rowland & Carter Cpa Firm
    Memphis, TN
  • 04/2016 → 01/2017
    Student
    Memphis, TN
  • 03/2019 → 04/2021
    Caryt And Company Inc
    Memphis, TN
  • 12/2022 → Present
    Wells Fargo Clearing Services, Llc
    Aventura, FL
  • 04/2021 → 12/2021
    Indepent Logistics
    Memphis, TN
  • 12/2021 → 05/2022
    Self Employed
    Memphis, TN
  • 05/2022 → 06/2022
    Total Quality Logistics
    Fort Lauderdale, FL
  • 06/2022 → 09/2022
    Unemployed
    Fort Lauderdale, FL
  • 09/2022 → 12/2022
    Assurance Dimensions
    Margate, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-18
S63 Uniform Securities Agent State Law Examination 2019-08-16
  • S66 Uniform Combined State Law Examination
    2023-01-18
  • S63 Uniform Securities Agent State Law Examination
    2019-08-16

View on SEC IAPD

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