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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-03-11 |
| MD | RA | APPROVED | 2024-08-14 |
| NJ | RA | APPROVED | 2024-06-05 |
| MO | RA | APPROVED | 2024-06-04 |
| GA | RA | APPROVED | 2024-04-25 |
| OK | RA | APPROVED | 2024-04-09 |
| NY | RA | APPROVED | 2024-03-13 |
| AR | RA | APPROVED | 2024-02-16 |
| AL | RA | APPROVED | 2023-11-21 |
| WA | RA | APPROVED | 2023-10-26 |
| CO | RA | APPROVED | 2023-03-09 |
| AZ | RA | APPROVED | 2022-12-20 |
| CA | RA | APPROVED | 2022-06-23 |
| DE | RA | APPROVED | 2022-06-23 |
| VA | RA | APPROVED | 2022-04-04 |
| OH | RA | APPROVED | 2022-02-07 |
| PA | RA | APPROVED | 2022-01-25 |
| TX | RA | APPROVED | 2021-11-04 |
| IL | RA | APPROVED | 2021-09-07 |
| SC | RA | APPROVED | 2021-03-25 |
| NC | RA | APPROVED | 2021-03-04 |
| FL | RA | APPROVED | 2021-03-01 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 08/2016 | 05/2019 |
| Valic Financial Advisors, Inc. | Greensboro | NC | 06/2019 | 02/2021 |
| Guardian Life Insurance Company | Charlotte | NC | 02/2021 | Present |
| Park Avenue Securities | Charlotte | NC | 02/2021 | Present |
1) Insurance other than Guardian, Start Date: 1/1/2025, Address: 6115 Park S Dr. Suite 200 Charlotte, NC 28210, 2 total hours per month; 2 during securities trading hours, Investment Related, <10% Annual Compensation, 2) Mint City Wealth, LLC-officer, Nature of Business: DBA, Start date: 03/18/2026, Address: 6115 Park South Drive, Unit 200 Charlotte, NC 28210, Duties: DBA ownership, 160 total hours per month; 160 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-06-20 |
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