Phillip Tyler West

W&S Brokerage Services, Inc.

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Current Employers

W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-08-24
SC	RA	APPROVED	2026-08-20
NC	RA	APPROVED	2023-02-27

PA RA
APPROVED

Since 2026-08-24
SC RA
APPROVED

Since 2026-08-20
NC RA
APPROVED

Since 2023-02-27

Branch Locations

300 Professional Park Drive, Kingsport, TN 37663-2283 • United States

1200 Ridgefield Blvd Ste 140, Asheville, NC 28806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Western Southern Life	Asheville	NC	11/2018	Present
W&S Brokerage Services	Cincinnati	OH	04/2019	Present
Unemployed	Candler	NC	06/2018	11/2018
Advanced Compositing Technologies	Candler	NC	12/2016	06/2018
Unemployed	Candler	NC	10/2016	12/2016
Salesstaff Inc	Asheville	NC	08/2014	10/2016

11/2018 → Present

Western Southern Life

Asheville, NC
04/2019 → Present

W&S Brokerage Services

Cincinnati, OH
06/2018 → 11/2018

Unemployed

Candler, NC
12/2016 → 06/2018

Advanced Compositing Technologies

Candler, NC
10/2016 → 12/2016

Unemployed

Candler, NC
08/2014 → 10/2016

Salesstaff Inc

Asheville, NC

Other Businesses

WESTERN SOUTHERN LIFE- NO- ASHEVILLE, NC- FULL TIME SALES AGENT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-02-25
S63	Uniform Securities Agent State Law Examination	2019-05-29

S65 Uniform Investment Adviser Law Examination

2023-02-25
S63 Uniform Securities Agent State Law Examination

2019-05-29

View on SEC IAPD

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