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Casey Christopher Verst

Ubs Financial Services Inc.

Los Angeles, CA

Weehawken, NJ

Long Beach, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-25
  • CA RA
    APPROVED
    Since 2019-07-25

Branch Locations

2000 Avenue Of The Stars 7Th. Floor North, Los Angeles, CA 90067 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Long Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Los Angeles CA 04/2019 Present
Unemployed Los Angeles CA 02/2019 04/2019
Mercer Advisors Inc. Newport Beach CA 10/2018 01/2019
Katten Muchin Rosenman Llp Los Angeles CA 10/2014 10/2018
  • 04/2019 → Present
    Ubs Financial Services Inc.
    Los Angeles, CA
  • 02/2019 → 04/2019
    Unemployed
    Los Angeles, CA
  • 10/2018 → 01/2019
    Mercer Advisors Inc.
    Newport Beach, CA
  • 10/2014 → 10/2018
    Katten Muchin Rosenman Llp
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-24
  • S66 Uniform Combined State Law Examination
    2019-07-24

View on SEC IAPD

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