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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2022-06-24 |
Branch Locations
2975 Broadmoor Valley Road Suite 204, Colorado Springs, CO 80906 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Army | Washington | DC | 05/2011 | 05/2019 |
| New York Life Insurance Company | Saint Louis | MO | 05/2019 | 01/2021 |
| Armed Forces | Saint Louis | MO | 02/2020 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2021 | 07/2021 |
| Northwestern Mutual Investment Services Llc | Colorado Spgs | CO | 02/2021 | 07/2021 |
| Us Army Reserves | Colorado Springs | CO | 04/2021 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2021 | 07/2021 |
| Raymond James Financial Services, Inc. | Colorado Springs | CO | 07/2021 | Present |
| Beta Financial Partners | Colorado Springs | CO | 07/2021 | Present |
| Raymond James Financial Services Advisors | Colorado Springs | CO | 06/2022 | Present |
| Imperium Capital | Colorado Springs | CO | 07/2021 | Present |
(1) Name of Business: Imperium Capital Address: 1763 S 8th St. Ste 1, Colorado Springs, CO, 80905, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/15/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Imperium Capital is the marketing name / DBA for Raymond James Satellite Branch EAY04.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-02 |
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