Best Investors Account Sign in
Inactive

Maxwell Lee Carlos

Laurel Wealth Planning

Edina, MN

Claim This Profile
Current Employers
Laurel Wealth Planning

3300 Edinborough Way Suite 790, Edina, MN 55435 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-02-28
  • MN RA
    APPROVED
    Since 2023-02-28

Branch Locations

3300 Edinborough Way Suite 790, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ffp Wealth Management, Llc Coon Rapids MN 08/2020 02/2022
Wells Fargo Duluth MN 02/2020 05/2020
Full Time Student Duluth MN 11/2011 05/2020
Ffp Wealth Management, Llc Coon Rapids MN 02/2022 01/2023
Laurel Wealth Planning Edina MN 02/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-28
  • S65 Uniform Investment Adviser Law Examination
    2021-10-28
Designations
Other Names
  • Max Carlos
  • Maxwell Carlos
  • Maxwell L Carlos

View on SEC IAPD

More in Edina, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor