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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-14 |
| VA | RA | APPROVED | 2020-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks | Port Republic | VA | 06/2019 | 08/2019 |
| Chick-Fil-A Harrisonburg | Harrisonburg | VA | 06/2019 | 02/2020 |
| Chick-Fil-A Indian Trail | Indian Trail | NC | 04/2013 | 05/2019 |
| Impact Debate & Speech Coaching | Rockingham | VA | 02/2018 | Present |
| Couric Financial | Port Republic | VA | 08/2019 | 01/2020 |
| Cetera Advisor Networks | El Segundo | CA | 08/2019 | 01/2020 |
| Wingate University | Wingate, Nc | NC | 08/2016 | 05/2019 |
| Lpl Financial, Llc | Harrisonburg | VA | 02/2020 | Present |
1. 05/18/2023 - No Business Name - Investment Related - Mount Crawford, VA - Real Estate Rental - Start Date: 07/02/2021 - 5 Hours Per Month/0 Hours During Securities Trading 2. 10/18/2024 - Other - Notary - Investment Related - At Reported Business Location(s) - Start Date 02/22/2021 - 1 Hour Per Month/During Trading 3. 12/12/2024 - Schrock Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/05/2024 - 160 hours per month/ during trading 4. 04/10/2026 - Sage Insurance Partners - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/02/2022 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-19 |
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