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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-14
VA RA APPROVED 2020-03-02
  • TX RA
    APPROVED_RES
    Since 2022-10-14
  • VA RA
    APPROVED
    Since 2020-03-02

Branch Locations

4145 Quarles Ct, Rockingham, VA 22801 • United States

Mount Crawford, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Port Republic VA 06/2019 08/2019
Chick-Fil-A Harrisonburg Harrisonburg VA 06/2019 02/2020
Chick-Fil-A Indian Trail Indian Trail NC 04/2013 05/2019
Impact Debate & Speech Coaching Rockingham VA 02/2018 Present
Couric Financial Port Republic VA 08/2019 01/2020
Cetera Advisor Networks El Segundo CA 08/2019 01/2020
Wingate University Wingate, Nc NC 08/2016 05/2019
Lpl Financial, Llc Harrisonburg VA 02/2020 Present
  • 06/2019 → 08/2019
    Cetera Advisor Networks
    Port Republic, VA
  • 06/2019 → 02/2020
    Chick-Fil-A Harrisonburg
    Harrisonburg, VA
  • 04/2013 → 05/2019
    Chick-Fil-A Indian Trail
    Indian Trail, NC
  • 02/2018 → Present
    Impact Debate & Speech Coaching
    Rockingham, VA
  • 08/2019 → 01/2020
    Couric Financial
    Port Republic, VA
  • 08/2019 → 01/2020
    Cetera Advisor Networks
    El Segundo, CA
  • 08/2016 → 05/2019
    Wingate University
    Wingate, Nc, NC
  • 02/2020 → Present
    Harrisonburg, VA
Previous Registrations
  • 2019-09-26 → 2020-01-09
    Cetera Wealth Services, Llc
    Harrisonburg, VA
    Port Republic, VA
    Charlottesville, VA
Other Businesses

1. 05/18/2023 - No Business Name - Investment Related - Mount Crawford, VA - Real Estate Rental - Start Date: 07/02/2021 - 5 Hours Per Month/0 Hours During Securities Trading 2. 10/18/2024 - Other - Notary - Investment Related - At Reported Business Location(s) - Start Date 02/22/2021 - 1 Hour Per Month/During Trading 3. 12/12/2024 - Schrock Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/05/2024 - 160 hours per month/ during trading 4. 04/10/2026 - Sage Insurance Partners - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/02/2022 - 2 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-19
  • S66 Uniform Combined State Law Examination
    2019-09-19

View on SEC IAPD

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