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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-10-10
  • MI RA
    APPROVED
    Since 2019-10-10

Branch Locations

6210 Kalamazoo, Grand Rapids, MI 49508 • United States

2805 10 Mile Rd. Ne, Rockford, MI 49341 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Grand Rapids MI 05/2018 Present
In Between Jobs Hudsonville MI 04/2018 05/2018
Flagstar Bank Hudsonville MI 01/2017 04/2018
In Between Jobs Hudsonville MI 08/2016 01/2017
Fifth Third Securities Grand Rapids MI 04/2019 Present
  • 05/2018 → Present
    Fifth Third Bank
    Grand Rapids, MI
  • 04/2018 → 05/2018
    In Between Jobs
    Hudsonville, MI
  • 01/2017 → 04/2018
    Flagstar Bank
    Hudsonville, MI
  • 08/2016 → 01/2017
    In Between Jobs
    Hudsonville, MI
  • 04/2019 → Present
    Fifth Third Securities
    Grand Rapids, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-07
S63 Uniform Securities Agent State Law Examination 2019-08-22
  • S65 Uniform Investment Adviser Law Examination
    2019-10-07
  • S63 Uniform Securities Agent State Law Examination
    2019-08-22

View on SEC IAPD

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