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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Simi Valley, CA • United States

2000 Avenue Of The Stars N. Tower, Los Angeles, CA 90067-4700 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank Na Studio City CA 06/2017 08/2022
Citibank Na Porter Ranch CA 10/2015 06/2017
Fidelity Investments Los Angeles CA 08/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 06/2017 → 08/2022
    Citibank Na
    Studio City, CA
  • 10/2015 → 06/2017
    Citibank Na
    Porter Ranch, CA
  • 08/2022 → Present
    Fidelity Investments
    Los Angeles, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-10-28 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Los Angeles, CA
  • 2020-06-22 → 2022-08-15
    Burbank, CA
    Studio City, CA
    Newbury Park, CA
    Fountain Valley, CA
    Ft Lauderdale, FL
    Newbury Park, CA
    Fort Mill, SC
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-17
S63 Uniform Securities Agent State Law Examination 2019-03-05
  • S66 Uniform Combined State Law Examination
    2020-06-17
  • S63 Uniform Securities Agent State Law Examination
    2019-03-05

View on SEC IAPD

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