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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2020-06-19
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2020-06-19

Branch Locations

New York, NY • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

1285 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 03/2020 Present
Columbia University New York NY 09/2017 12/2017
Homestay Tirana 12/2017 06/2018
Morgan Stanley New York NY 06/2019 08/2019
Columbia University New York NY 09/2019 12/2019
Columbia University New York NY 09/2018 12/2019
Columbia University New York NY 09/2018 12/2018
Working Capital Investment Fund (Humanity United) San Francisco CA 06/2018 12/2018
Humanity United San Francisco CA 08/2015 08/2017
Travel Tirana 08/2017 09/2017
Travel Tirana 12/2019 03/2020
  • 03/2020 → Present
    New York, NY
  • 09/2017 → 12/2017
    Columbia University
    New York, NY
  • 12/2017 → 06/2018
    Homestay
    Tirana
  • 06/2019 → 08/2019
    Morgan Stanley
    New York, NY
  • 09/2019 → 12/2019
    Columbia University
    New York, NY
  • 09/2018 → 12/2019
    Columbia University
    New York, NY
  • 09/2018 → 12/2018
    Columbia University
    New York, NY
  • 06/2018 → 12/2018
    Working Capital Investment Fund (Humanity United)
    San Francisco, CA
  • 08/2015 → 08/2017
    Humanity United
    San Francisco, CA
  • 08/2017 → 09/2017
    Travel
    Tirana
  • 12/2019 → 03/2020
    Travel
    Tirana
Other Businesses

NAME OF OTHER BUSINESS:United World Colleges National Committee of Albania / INVESTMENT RELATED?: N / ADDRESS: Rr. Sami Frasheri, Nd. 9, H. 8,Tirana / NATURE OF THE BUSINESS: Education / POSITION: Member of Board of directors/ DUTIES: Oversee operations and annual plan, part of selection organizing committee. / START DATE:10/1/2012/ HOURS DEVOTED TO BUSINESS: NA 2) NAME OF OTHER BUSINESS: United World Colleges International / INVESTMENT RELATED?:N/ ADDRESS: Third Floor, 55 New Oxford Street,London/ NATURE OF THE BUSINESS: United World Colleges (UWC) International is a network of 18 schools which use education as a force to unite peoples, nations and cultures for peace and a sustainable future. UWC International is a registered non for profit company in the UK which coordinates the activities of the schools and colleges and independent national committees in its educational network. / POSITION:Member of the Board of Directors / DUTIES: Member of the Board of Directors, provide guidance on education strategy for the organization, lead Nominations Committee of the Board. Role is an evolution from previously approved role as a member of the Governing Council for the organization, which advises the Board of Directors. / START DATE: 1/1/22 / HOURS DEVOTED TO BUSINESS:NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-19
  • S66 Uniform Combined State Law Examination
    2020-06-19

View on SEC IAPD

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