Edward Finley Oakes

Current Employers

The Oakes Financial Group

Troy, NH • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2020-05-29
MA	RA	APPROVED	2012-01-03

NH RA
APPROVED

Since 2020-05-29
MA RA
APPROVED

Since 2012-01-03

Branch Locations

Troy, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hancock Tax & Financial Services	Westford	MA	01/2005	Present
Oakes Financial Services, Inc.	Westford	MA	11/2011	Present

01/2005 → Present

Hancock Tax & Financial Services

Westford, MA
11/2011 → Present

Oakes Financial Services, Inc.

Westford, MA

Previous Registrations

2006-12-13 → 2011-11-17

Woodbury Financial Services, Inc.

Westford, MA

Reading, MA

Westford, MA

Other Businesses

1)HANCOCK TAX & FINANCIAL SERVICES; OWNER; Income Tax Preparation. NON-INVESTMENT RELATED; TAX, Accounting; 01/05-PRESENT; 160-160HRS/MO 3) OAKES FINANCIAL SERVICES, INC. DBA HANCOCK TAX & FINANCIAL TAXES, INVESTMENTS, DI AND LIFE INSURANCE 1/1/05 1 HOUR PER MOTNH AND DURING TRADING HOURS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-07
S63	Uniform Securities Agent State Law Examination	2005-09-28

S66 Uniform Combined State Law Examination

2006-12-07
S63 Uniform Securities Agent State Law Examination

2005-09-28

View on SEC IAPD