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James Wesley Judd

Cibc Private Wealth Advisors, Inc.

Chicago, IL

Chicago, IL

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Current Employers
Cibc Private Wealth Advisors, Inc.

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-29
WI RA APPROVED 2026-05-29
IL RA APPROVED 2019-05-17
  • CA RA
    APPROVED
    Since 2026-05-29
  • WI RA
    APPROVED
    Since 2026-05-29
  • IL RA
    APPROVED
    Since 2019-05-17

Branch Locations

181 West Madison Street, Chicago, IL 60602 • United States

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Outside Santa Fe NM 11/2015 11/2017
Self-Employed Santa Barbara CA 11/2017 03/2019
Cibc Private Wealth Chicago IL 03/2019 Present
  • 11/2015 → 11/2017
    Outside
    Santa Fe, NM
  • 11/2017 → 03/2019
    Self-Employed
    Santa Barbara, CA
  • 03/2019 → Present
    Cibc Private Wealth
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-17
  • S65 Uniform Investment Adviser Law Examination
    2019-05-17
Designations
Other Names
  • Wesley Judd

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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