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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-02-17 |
Branch Locations
111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States
5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hot Box Cookies | Columbia | MO | 08/2015 | 06/2018 |
| Moberly Area Community College | Columbia | MO | 06/2018 | 04/2019 |
| Merrill Edge | Rolling Meadows | IL | 04/2019 | 11/2019 |
| M1 Finance, Llc | Chicago | IL | 11/2019 | 05/2022 |
| M1 Holdings Inc | Chicago | IL | 11/2019 | 05/2022 |
| Lincoln Investment | Fort Washington | PA | 12/2022 | 01/2026 |
| Trans Rally | Chicago | IL | 05/2022 | 03/2025 |
| Pure Green | Chicago | IL | 07/2022 | 07/2022 |
| Target | Chicago | IL | 08/2022 | 09/2022 |
| Rbc Capital Markets, Llc | Chicago | IL | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-02 |
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