Best Investors Account Sign in
Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-05-29
  • CA RA
    APPROVED
    Since 2019-05-29

Branch Locations

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

2115 Rue De La Montagne, Montreal H3G 1Z8 • Canada

Beaconsfield, Qc • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Ltd. Montreal, Quebec 10/2016 Present
Raymond James (Usa) Ltd. Montreal, Quebec 04/2019 Present
Macdougall, Macdougall & Mactier Montreal, Quebec 07/2011 10/2016
  • 10/2016 → Present
    Raymond James Ltd.
    Montreal, Quebec
  • 04/2019 → Present
    Montreal, Quebec
  • 07/2011 → 10/2016
    Macdougall, Macdougall & Mactier
    Montreal, Quebec
Other Businesses

RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. LYNN SULLIVAN WAS LOCATED AT 1000 DE LA GAUCHETIERE WEST, MONTREAL, QC. H3B 4W5 FROM OCTOBER 1ST, 2016 TO OCTOBER 3, 2022. SHE IS LOCATED AT 2115 RUE DE LA MONTAGNE, MONTREAL, QC. H3G 1Z8 SINCE OCTOBER 3, 2022. SHE IS A FULL TIME AGENT AND HER TITLE WITH RJL IS "FINANCIAL ADVISOR". SHE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HER JOB DUTIES INCLUDE SALES AND PORTFOLIO MANAGEMENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-29
  • S65 Uniform Investment Adviser Law Examination
    2019-05-29

View on SEC IAPD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor