Desiree Ceara Coleman

Current Employers

Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-07-06

SC RA
APPROVED

Since 2026-07-06

Branch Locations

Summerville, SC • United States

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aramark Refreshment Services	Memphis	TN	02/2017	03/2018
University Of Tennesseee	Knoxville	TN	07/2015	12/2018
Fed Ex	Memphis	TN	06/2017	08/2018
Onestop	Memphis	TN	01/2018	05/2019
University Of Tennessee	Knoxville	TN	08/2015	05/2019
First Command	Fort Worth	TX	04/2019	09/2019
First Command Financial Planning, Inc.	Fort Worth	TX	09/2019	06/2021
First Command Advisory Services, Inc.	Fort Worth	TX	09/2019	06/2021
First Command Insurance Services, Inc.	Fort Worth	TX	09/2019	06/2021
Ally Invest Securities	Charlotte	NC	06/2021	Present
Ally Invest Advisors	Charlotte	NC	06/2021	Present

02/2017 → 03/2018

Aramark Refreshment Services

Memphis, TN
07/2015 → 12/2018

University Of Tennesseee

Knoxville, TN
06/2017 → 08/2018

Fed Ex

Memphis, TN
01/2018 → 05/2019

Onestop

Memphis, TN
08/2015 → 05/2019

University Of Tennessee

Knoxville, TN
04/2019 → 09/2019

First Command

Fort Worth, TX
09/2019 → 06/2021

First Command Financial Planning, Inc.

Fort Worth, TX
09/2019 → 06/2021

First Command Advisory Services, Inc.

Fort Worth, TX
09/2019 → 06/2021

First Command Insurance Services, Inc.

Fort Worth, TX
06/2021 → Present

Ally Invest Securities

Charlotte, NC
06/2021 → Present

Ally Invest Advisors

Charlotte, NC

Previous Registrations

2019-09-16 → 2021-06-08

First Command Advisory Services

Memphis, TN

Fort Worth, TX

Memphis, TN

Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Associate Specialist-Invest Services. Dually licensed. 06/01/2021. 21-40 hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually registered capacity. Responsibilities include servicing Ally Invest Customers who may hold self-directed or advisory accounts. Focus on Memphis. Not investment related. 1490 Union Ave PMB 239 Memphis TN 38104. Secretary. 1/1/2022. 1 hour per month. Assist with website updates and secretarial duties.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-23

S66 Uniform Combined State Law Examination

2019-08-23

View on SEC IAPD