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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-02-07
  • NE RA
    APPROVED
    Since 2022-02-07

Branch Locations

2935 Pine Lake Road Suite A, Lincoln, NE 68516 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc. Lincoln NE 04/2019 02/2022
Byrd & Greve Law, L.L.C. Lincoln NE 03/2016 04/2019
Raymond James Financial Services, Inc. Lincoln NE 02/2022 Present
Raymond James Financial Services Advisors, Inc. Lincoln NE 02/2022 Present
Previous Registrations
Other Businesses

(1)Name of Business: Canopy Dreams and Retreats Address: 4616 Rockwood Court, Lincoln, NE, 68516, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 11/24/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rent out party supplies or set up for birthday parties (2)Name of Business: Capitol Private Wealth Address: 2935 Pine Lake Rd Ste A, Lincoln, NE, 68516-6009, United States Activity Type: Support Company - Owner Position/Title: Officer - Secretary Investment Related: No Start Date: 02/02/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the DBA for our branch (3)Name of Business: CAPPRO LLC Address: 2935 Pine Lake Road Ste A, Lincoln, NE, 68516, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/15/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-25
  • S66 Uniform Combined State Law Examination
    2019-10-25
Other Names
  • Erin Domgard

View on SEC IAPD

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