Best Investors Account Sign in
Inactive

Thomas Jude Riley

Mai Capital Management, LLC

Cleveland, OH

Claim This Profile
Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-10-28
  • OH RA
    APPROVED
    Since 2025-10-28

Branch Locations

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mai Capital Management Independence OH 06/2025 Present
Danforth Advisors North Waltham MA 09/2024 04/2025
Diasorin Inc New York NY 06/2022 08/2024
Abbott Laboratories Princeton NJ 10/2020 05/2022
Goldman Sachs New York NY 04/2019 10/2020
Us Army Ft Stewart GA 05/2013 10/2018
Accenture New York NY 01/2019 03/2019
  • 06/2025 → Present
    Mai Capital Management
    Independence, OH
  • 09/2024 → 04/2025
    Danforth Advisors
    North Waltham, MA
  • 06/2022 → 08/2024
    Diasorin Inc
    New York, NY
  • 10/2020 → 05/2022
    Abbott Laboratories
    Princeton, NJ
  • 04/2019 → 10/2020
    Goldman Sachs
    New York, NY
  • 05/2013 → 10/2018
    Us Army
    Ft Stewart, GA
  • 01/2019 → 03/2019
    Accenture
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-16
  • S65 Uniform Investment Adviser Law Examination
    2025-10-16

View on SEC IAPD

Other Firms

FIRST FIDUCIARY INVESTMENT COUNSEL INC
INDEPENDENCE WEALTH ADVISORS, LLC
VOYA FINANCIAL ADVISORS, INC.
EAGLE STRATEGIES LLC
W&S BROKERAGE SERVICES, INC.
M HOLDINGS SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PRASAD WEALTH PARTNERS

Other Investors

LAURA ANN COLLINS
ANDREW JOSEPH GIVENS
WILLIAM STONE HENRY
JOSEPH QUERY
Alec Acampora
William Eugene Tomlinson
Ashley Celeste Kabalan
MITCHELL ALBAN KOTHEIMER

Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

More in Cleveland, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor