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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-07-02 |
| TX | RA | APPROVED | 2026-06-30 |
Branch Locations
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Bank | Federal Way | WA | 02/2014 | 08/2018 |
| Heritage Bank | Tacoma | WA | 10/2018 | 02/2019 |
| Unemployed | Spanaway | WA | 09/2018 | 09/2018 |
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 03/2019 | 10/2020 |
| J.P. Morgan Securities Llc | Seattle | WA | 03/2019 | 10/2020 |
| Kimpton Hotels | Seattle | WA | 09/2019 | 10/2020 |
| Becu (Boeing) | Bellevue | WA | 01/2021 | 04/2021 |
| J.P. Morgan Securities Llc | Bellevue | WA | 09/2021 | 04/2024 |
| Jp Morgan Chase Bank, N.A. | Bellevue | WA | 09/2021 | 04/2024 |
| Kimpton Hotel | Seattle | WA | 04/2021 | 09/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 04/2024 | 06/2026 |
| Tacoma Community College | Tacoma | WA | 09/2020 | 06/2022 |
| Bank Of America N.A. | Columbus | OH | 05/2024 | 06/2026 |
| Wells Fargo Clearing Services, Llc | Bellevue | WA | 06/2026 | Present |
| Hotel Vintage Kimpton Hotel Seattle | Seattle | WA | 11/2023 | 11/2023 |
| Royal Sonesta Alexis Hotel | Seattle | WA | 08/2022 | 10/2023 |
| Kimpton Hotel | Seattle | WA | 09/2021 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-28 |
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