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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-15
ND RA APPROVED 2017-05-20
  • TX RA
    APPROVED_RES
    Since 2026-01-15
  • ND RA
    APPROVED
    Since 2017-05-20

Branch Locations

Minot, ND • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Minot ND 04/2005 Present
Principal Life Insurance Minot ND 04/2005 Present
  • 04/2005 → Present
    Princor Financial Services
    Minot, ND
  • 04/2005 → Present
    Principal Life Insurance
    Minot, ND
Other Businesses

**GLENBURN PUBLIC SCHOOLS, 09/2010, SUBSTITUTE BUS DRIVER, SPORTS SCORE KEEPER. **OUTSIDE INSURANCE, SELLING AND SERVICING FIXED LIFE, FIXED ANNUITIES AND LONG-TERM CARE THROUGH VARIOUS CARRIERS, GROUP BENEFITS, MEDICAL/HEALTH, 2/16/15. **NEDROSE PUBLIC SCHOOL POSITION: Bus Driver NATURE: Bus Driver INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 5705 15th Ave SE, Minot SD 58701, United States DESCRIPTION: Part time activities bus driver. **NAIFA POSITION: Board Member for NAIFA National NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/25/2024 ADDRESS: 2405 4th Ave SW, Minot ND 58701, United States DESCRIPTION: I am no longer on the NAIFA ND State Board but continue to be an active member. I am still on the National NAIFA Chapter Quality Committee Board (CQC). This committee ensures that Chapters are adhering to their responsibilities as a component of NAIFA. I look at this position as a way of "giving back" to my insurance business. **GLENBURN BOOSTER CLUB POSITION: Glenburn Booster Club President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 102 Raymond Street, Glenburn ND 58740, United States DESCRIPTION: I helped start the Glenburn Booster Club about 20 years ago and was the President for about 10 years. I have always been an active member. I am being asked to be President again starting for the 2024-2025 school year. My responsibility is to organize and run meetings. The boosters club's role is to organize and run events for the school. We will also raise money and assist organizations at the school with uniforms and events. My main role is to organize and run the meetings. I will not be very involved in many of the day-to-day activities. **JESSE CLARK BUSINESS LLC POSITION: Employee and Benefits enroller for fixed life, health, and disability NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 01/25/2025 ADDRESS: 2405 4th Ave SW, Minot ND 58701, United States DESCRIPTION: Enrolling Sanford employees and reviewing their employee benefits offered to them during their enrollment period and when they are newly eligible.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-11
S63 Uniform Securities Agent State Law Examination 2005-06-20
  • S65 Uniform Investment Adviser Law Examination
    2017-05-11
  • S63 Uniform Securities Agent State Law Examination
    2005-06-20

View on SEC IAPD

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