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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-27 |
| OH | RA | APPROVED | 2025-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Columbus | OH | 04/2019 | Present |
| Us Bank | Columbus | OH | 08/2017 | 12/2017 |
| Us Bank | Columbus | OH | 12/2017 | 04/2019 |
| Homage | Columbus | OH | 11/2014 | 11/2017 |
| College Traditions | Columbus | OH | 05/2013 | Present |
*370289 - College Traditions; Investment Related - No; Retail Sales; Employee(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2012; During Business Hours: 0;; Sales Associate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-24 |
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