Michael L. Parks

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2005-12-07

NJ RA
APPROVED

Since 2005-12-07

Branch Locations

302 Carnegie Center Stes 102 & 104, Princeton, NJ 08540 • United States

1600 Hwy 35 [Support Center], Oakhurst, NJ 07755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Lawrenceville	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Lawrenceville	NJ	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Lawrenceville, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Lawrenceville, NJ

Other Businesses

POWER OF ATTORNEY FOR STEP-GRANDFATHER; INV. RELATED; NEW JERSEY; START DATE 10/2/2017; 0 HRS PER MONTH; 0 HRS DURING TRADING.; ALTERNATE AGENT FOR AUNT, INV RELATED, HAMILTON, NJ, START: 9/1/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-06

S66 Uniform Combined State Law Examination

2005-12-06

Other Names

Michael L Parks

View on SEC IAPD