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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-24
TX RA APPROVED 2026-02-24
  • CA RA
    APPROVED
    Since 2026-02-24
  • TX RA
    APPROVED
    Since 2026-02-24

Branch Locations

5655 Geary Boulevard, San Francisco, CA 94121 • United States

926 Taraval Street, San Francisco, CA 94116 • United States

3301 Geary Blvd, San Francisco, CA 94118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Francisco CA 02/2026 Present
Jpmorgan Chase Bank, N.A. San Francisco CA 02/2026 Present
Bank Of America Merrill Lynch Corte Madera CA 03/2024 02/2026
Sonoma Demolition Santa Rosa CA 01/2024 03/2024
Unemployed Santa Rosa CA 06/2023 12/2023
Crosscheck Inc Petaluma CA 02/2022 05/2023
Unemployed Santa Rosa CA 10/2021 01/2022
Marquis Wealth Management Thousand Oaks CA 08/2021 09/2021
Unemployed Chico CA 09/2020 07/2021
Dining Services Chico CA 10/2019 08/2020
Unemployed Chico CA 08/2019 09/2019
Northwestern Mutual San Francisco CA 05/2019 07/2019
Unemployed Chico CA 09/2018 04/2019
Emily's Kitchen Santa Rosa CA 11/2017 08/2018
Unemployed Santa Rosa CA 08/2017 10/2017
Starbucks Santa Rosa CA 06/2015 07/2017
  • 02/2026 → Present
    San Francisco, CA
  • 02/2026 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 03/2024 → 02/2026
    Bank Of America Merrill Lynch
    Corte Madera, CA
  • 01/2024 → 03/2024
    Sonoma Demolition
    Santa Rosa, CA
  • 06/2023 → 12/2023
    Unemployed
    Santa Rosa, CA
  • 02/2022 → 05/2023
    Crosscheck Inc
    Petaluma, CA
  • 10/2021 → 01/2022
    Unemployed
    Santa Rosa, CA
  • 08/2021 → 09/2021
    Marquis Wealth Management
    Thousand Oaks, CA
  • 09/2020 → 07/2021
    Unemployed
    Chico, CA
  • 10/2019 → 08/2020
    Dining Services
    Chico, CA
  • 08/2019 → 09/2019
    Unemployed
    Chico, CA
  • 05/2019 → 07/2019
    Northwestern Mutual
    San Francisco, CA
  • 09/2018 → 04/2019
    Unemployed
    Chico, CA
  • 11/2017 → 08/2018
    Emily's Kitchen
    Santa Rosa, CA
  • 08/2017 → 10/2017
    Unemployed
    Santa Rosa, CA
  • 06/2015 → 07/2017
    Starbucks
    Santa Rosa, CA
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS:Trust of Linda M Fry IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:,Santa Rosa,CA,95405,USA NATURE OF OTHER BUSINESS:Successor Trustee YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Independent contractor or employee of another company START DATE OF YOUR RELATIONSHIP:2025-05-14 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:0 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:No current duties, successor trustee in charge of distributing her estate. IS THIS A RESIDENTIAL ADDRESS?:Yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-01
  • S66 Uniform Combined State Law Examination
    2023-07-01
Other Names
  • Richard Jessie Flores
  • Rj Flores

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