Charles Russell Hammond

Current Employers

Alloy Investment Management

631 Augusta St, Greenville, SC 29605 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-09-21
SC	RA	APPROVED	2023-09-12

NC RA
APPROVED

Since 2023-09-21
SC RA
APPROVED

Since 2023-09-12

Branch Locations

13925 Ballantyne Corporate Pl Ste. 190, Charlotte, NC 28277 • United States

631 Augusta St, Greenville, SC 29605 • United States

Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-09-13

NC RA
APPROVED

Since 2023-09-13

Branch Locations

13925 Ballantyne Corporate Pl #190, Charlotte, NC 28277 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	03/2020	06/2020
Appalachian State Universtiy	Boone	NC	08/2016	12/2019
American Burger Company	Charlotte	NC	01/2015	12/2016
Lowes Companies	Charlotte	NC	05/2017	03/2020
Northwestern Mutual	Charlotte	NC	05/2019	09/2019
Equitable Advisors, Llc	New York	NY	03/2020	08/2023
Foundations Investment Advisors, Llc	Charlotte	NC	09/2023	Present
Alloy Wealth Holdings Llc Dba Alloy Investment Management	Charlotte	NC	09/2023	Present
Alloy Wealth Management, Inc.	Charlotte	NC	08/2023	Present

03/2020 → 06/2020

Axa Advisors, Llc

New York, NY
08/2016 → 12/2019

Appalachian State Universtiy

Boone, NC
01/2015 → 12/2016

American Burger Company

Charlotte, NC
05/2017 → 03/2020

Lowes Companies

Charlotte, NC
05/2019 → 09/2019

Northwestern Mutual

Charlotte, NC
03/2020 → 08/2023

Equitable Advisors, Llc

New York, NY
09/2023 → Present

Foundations Investment Advisors, Llc

Charlotte, NC
09/2023 → Present

Alloy Wealth Holdings Llc Dba Alloy Investment Management

Charlotte, NC
08/2023 → Present

Alloy Wealth Management, Inc.

Charlotte, NC

Previous Registrations

2020-07-17 → 2023-09-13

Equitable Advisors, Llc

Charlotte, NC

Other Businesses

ALLOY WEALTH MANAGEMENT; INVESTMENT RELATED; CHARLOTTE, NC; INSURANCE AGENT; 08/2023; 80 HRS/MO DURING TRADING; FIXED ANNUITIES AND LIFE INSURANCE SALES FOUNDATIONS INVESTMENT ADVISORS, LLC; INVESTMENT RELATED; CHARLOTTE, NC; INVESTMENT ADVISORY SERVICES INVESTMENT ADVISER REPRESENTATIVE; 09/2023; 10 HRS/MO DURING TRADING ALLOY INVESTMENT MANAGEMENT; INVESTMENT RELATED; CHARLOTTE, NC; INVESTMENT ADVISORY SERVICES; 09/2023; 80 HRS/MO DURING TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-02

S66 Uniform Combined State Law Examination

2020-07-02

Other Names

Chaz Hammond
Charles Russell Hammond
Charles R Hammond

View on SEC IAPD