Best Investors Account Sign in

John Jude Probst

Morgan Stanley

Westport, CT

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-07-30
TX RA APPROVED 2024-07-26
NY RA APPROVED 2023-02-17
  • CT RA
    APPROVED
    Since 2024-07-30
  • TX RA
    APPROVED
    Since 2024-07-26
  • NY RA
    APPROVED
    Since 2023-02-17

Branch Locations

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T3 Trading Group, Llc New York NY 01/2021 11/2021
Northwestern Mutual Melville NY 05/2019 01/2021
A1 Reliable Industries Babylon NY 06/2018 08/2020
Zona Resturant Massapequa NY 08/2016 07/2018
Massapequa Highschool Massapequa NY 08/2013 08/2017
Morgan Stanley Westport CT 12/2021 Present
  • 01/2021 → 11/2021
    T3 Trading Group, Llc
    New York, NY
  • 05/2019 → 01/2021
    Northwestern Mutual
    Melville, NY
  • 06/2018 → 08/2020
    A1 Reliable Industries
    Babylon, NY
  • 08/2016 → 07/2018
    Zona Resturant
    Massapequa, NY
  • 08/2013 → 08/2017
    Massapequa Highschool
    Massapequa, NY
  • 12/2021 → Present
    Morgan Stanley
    Westport, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-17
S63 Uniform Securities Agent State Law Examination 2022-01-21
  • S65 Uniform Investment Adviser Law Examination
    2023-02-17
  • S63 Uniform Securities Agent State Law Examination
    2022-01-21
Other Names
  • John Probst
  • John Jude Probst
  • John J Probst

View on SEC IAPD

Other Firms

QUORUS INC.
DIVYDE CAPITAL PARTNERS L.P.
EQUITABLE ADVISORS, LLC
LPL FINANCIAL LLC
SENECA WEALTH ADVISORS, LLC
PARK AVENUE SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

JOHN WILLIAM HILL
KYLE JOSEPH BIRMINGHAM
Prashant A Joshi
ALEXANDRA EMMA LYON
STEPHANIE MARIE FRANCHINI
Karl Christian Mergenthaler
MARK C BURTON
MATTHEW STEPHEN LANDRY

Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT
WELLS FARGO CLEARING SERVICES, LLC · WESTPORT, CT

More in Westport, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor