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Thomas Edward Brussard

Spc

Ann Arbor, MI

Middleton, MA

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-10
  • MA RA
    APPROVED
    Since 2026-04-10

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

35 Village Rd Suite 100, Middleton, MA 01949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Boxford MA 03/2019 04/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2019 04/2020
Northwestern Mutual Investment Services Llc Woburn MA 04/2019 04/2020
Geode Capital Management Boston MA 08/2016 02/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2019 04/2020
Raymond James Financial Services, Inc. Middleton MA 05/2020 06/2024
Raymond James Financial Services Advisors, Inc. Middleton MA 05/2020 06/2024
Geode Capital Management Boston MA 07/2011 02/2019
Boston Harbor Wealth Advisors Middleton MA 05/2020 04/2026
World Investments, Inc. Lincroft NJ 06/2024 04/2026
Pensionmark Financial Group, Llc Santa Barbara CA 06/2024 04/2026
Parkland Securities, Llc Ann Arbor MI 04/2026 Present
Sigma Planning Corporation Ann Arbor MI 04/2026 Present
  • 03/2019 → 04/2019
    Unemployed
    Boxford, MA
  • 04/2019 → 04/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2019 → 04/2020
    Northwestern Mutual Investment Services Llc
    Woburn, MA
  • 08/2016 → 02/2019
    Geode Capital Management
    Boston, MA
  • 04/2019 → 04/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2020 → 06/2024
    Raymond James Financial Services, Inc.
    Middleton, MA
  • 05/2020 → 06/2024
    Middleton, MA
  • 07/2011 → 02/2019
    Geode Capital Management
    Boston, MA
  • 05/2020 → 04/2026
    Boston Harbor Wealth Advisors
    Middleton, MA
  • 06/2024 → 04/2026
    World Investments, Inc.
    Lincroft, NJ
  • 06/2024 → 04/2026
    Pensionmark Financial Group, Llc
    Santa Barbara, CA
  • 04/2026 → Present
    Parkland Securities, Llc
    Ann Arbor, MI
  • 04/2026 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Previous Registrations
Other Businesses

1. DBA - Twin Pillars Wealth Management, Middleton, MA. Name used for branding and marketing purposes with financial services offered through Parkland Securities and SPC. Start date: 4/2/26, approx. 40 hrs/mo. INV REL: Y 2. Non-Variable Insurance; 35 Village Rd., Ste. 100, Middleton, MA 01949; Non-Variable Insurance and Annuities; Insurance Agent; 6/27/2024; 160 hours per month; 120 hours during trading hours; Sales and service of Non-Variable Insurance. Annuities offered through firm-approved FMOs and approved product list. INV REL: Y

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-05
S63 Uniform Securities Agent State Law Examination 2019-06-10
  • S66 Uniform Combined State Law Examination
    2020-05-05
  • S63 Uniform Securities Agent State Law Examination
    2019-06-10
Designations
Other Names
  • Tom Brussard

View on SEC IAPD

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