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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-12-08 |
| TX | RA | APPROVED | 2025-12-05 |
Branch Locations
One Financial Plaza 19Th Floor, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Chase Bank, N.A. | Boston | MA | 03/2019 | 11/2025 |
| J.P. Morgan Securities Llc | Boston | MA | 03/2019 | 11/2025 |
| Tiaa | Boston | MA | 05/2016 | 03/2019 |
| Morgan Stanley Smith Barney Llc | Providence | RI | 12/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2026 | Present |
(1) 672638 - Stonegate Condo / Investment Related / Riverside, RI / Rental Property / Sole Proprietor, Owner / Start 01-January-2017 / During business hours: 0 / After business hours: 1 / Property Management (2) 673982 - Amenity Aid / Not Investment Related / Warwick, RI / Hygiene products to those in need / Board Member, Finance Committee / Start 01-April-2019 / During business hours: 0 /After business hours: 1 / Accounting, Bookkeeping, Other. (3) 673984 - University of Rhode Island College of Business Finance Advisory Council / Not Investment Related / Kingston, RI / Public Schools / Council Member, Member of the Finance Advisory Council / Start 01-January-2024 / During business hours: 0 / After business hours: 1 / Attend council meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-31 |
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