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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-01-19 |
Branch Locations
1085 E Park Dr, Harrisburg, PA 17111 • United States
27 Ridge Rd, Hershey, PA 17033 • United States
30 N 3Rd St Ste 100, Harrisburg, PA 17101 • United States
4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States
840 E Main St, Palmyra, PA 17078 • United States
180 W Lincoln Ave, Myerstown, PA 17067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Harrisburg | PA | 03/2015 | 12/2017 |
| Citizens Securities Inc. | York | PA | 12/2017 | 12/2018 |
| Citizens Bank | York | PA | 12/2017 | 12/2018 |
| Santander Securities, Llc | Dorchester | MA | 12/2018 | 02/2023 |
| Santander Bank, Na | Boston | MA | 12/2018 | 01/2024 |
| Santander Securities, Llc | Dorchester | MA | 02/2023 | 01/2024 |
| Wells Fargo Clearing Services, Llc | Allentown | PA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-13 |
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