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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-21
  • TX RA
    APPROVED
    Since 2022-09-21

Branch Locations

5402 N George Bush Hwy, Garland, TX 75044 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 03/2014 Present
Whataburger Sachse TX 10/2016 11/2016
Bank Of America, N.A. Dallas TX 07/2022 Present
Other Businesses

Name: amazon flex, Duties: deliver packages I*4885273 Entity Type: For Profit Name of OBA: Good Traffic Address: DALLAS, Texas, 75212 Investment Related: No Position, Title, Association: Other Employee Start Date: 07/13/2026 Number of Hours: 8, Monthly Number of Hours during trading: 0 Duties: ADVERTISEMENT .RENT AD SPEACE ON VEHICLES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-20
  • S66 Uniform Combined State Law Examination
    2022-09-20

View on SEC IAPD

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