Grant Clinton Smith

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2026-08-05
TX	RA	APPROVED	2025-09-22
CA	RA	APPROVED	2025-08-28

OR RA
APPROVED

Since 2026-08-05
TX RA
APPROVED

Since 2025-09-22
CA RA
APPROVED

Since 2025-08-28

Branch Locations

3559 National Dr #120, Medford, OR 97504 • United States

513 Lincoln Avenue, Napa, CA 94558 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Napa Golf Course	Napa	CA	06/2017	09/2017
Nai Commercial Real Estate	San Francisco	CA	01/2018	05/2018
Fidelity National Title	San Francisco	CA	05/2018	03/2019
Oppenheimer & Co. Inc	San Francisco	CA	03/2019	02/2021
Oregon State University	Corvallis	OR	08/2014	03/2018
Oregon State University Writing Center	Corvallis	OR	01/2017	06/2017
Lpl Financial, Llc	Napa	CA	02/2021	Present
Financial Advocates Investment Management	Olympia	WA	02/2021	Present

06/2017 → 09/2017

Napa Golf Course

Napa, CA
01/2018 → 05/2018

Nai Commercial Real Estate

San Francisco, CA
05/2018 → 03/2019

Fidelity National Title

San Francisco, CA
03/2019 → 02/2021

Oppenheimer & Co. Inc

San Francisco, CA
08/2014 → 03/2018

Oregon State University

Corvallis, OR
01/2017 → 06/2017

Oregon State University Writing Center

Corvallis, OR
02/2021 → Present

Lpl Financial, Llc

Napa, CA
02/2021 → Present

Financial Advocates Investment Management

Olympia, WA

Previous Registrations

2021-02-23 → 2025-10-23

Financial Advocates Investment Management

Napa, CA

Olympia, WA

Napa, CA
2019-06-13 → 2021-02-05

Oppenheimer & Co. Inc.

San Francisco, CA

Other Businesses

1. 02/17/2021 - VINTAGE WEALTH ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ NAPA, CA 2. 3/1/2021 - Financial Advocates Investment Management - DBA: (Hybrid) Vintage Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/02/21 - 4 Hours Per Month During Securities Trading 3. 3/1/2021 - Financial Advocates Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/02/21 - 4 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Financial Advocates Investment Management, an independent investment advisor firm. I started this business activity in 01/2021. I expect to spend approximately 4 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 07/12/2023 - T&L HOLDINGS, LLC - Investment Related - Napa, CA - Real Estate Rental - Principal - Start Date 02/17/2022 - 1 Hour Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-10

S66 Uniform Combined State Law Examination

2018-11-10

View on SEC IAPD