Nam Nathaniel Phan

Current Employers

Phan Capital

San Antonio, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-04-11

TX RA
APPROVED

Since 2019-04-11

Branch Locations

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Phan Capital Management, Llc	San Antonio	TX	02/2019	Present
Phan Capital Management, Llc	San Antonio	TX	03/2019	Present
Methodist Hospital South	Jourdanton	TX	07/2017	Present
South Texas Regional Medical Center	Jourdanton	TX	08/2013	07/2017

02/2019 → Present

Phan Capital Management, Llc

San Antonio, TX
03/2019 → Present

Phan Capital Management, Llc

San Antonio, TX
07/2017 → Present

Methodist Hospital South

Jourdanton, TX
08/2013 → 07/2017

South Texas Regional Medical Center

Jourdanton, TX

Other Businesses

Name: Methodist Hospital South; Nature: Hospital; NOT investment-related Address: 1905 TX97, Jourdanton, TX 78026; Position: Employee; Title: Advanced Clinical Pharmacist; Start Date: 07/2017 (Started at South Texas Regional Medical Center 08/2013; hospital changed names as result of acquisition); Approximate Hours/Month: 144; Hours Devoted During Securities Trading Hours: Variable ( 6am to 6pm or 6pm to 6am on rotating shifts that include weekends); Duties: Verify appropriateness of medication orders, make recommendations on medication therapy.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-01-31

S65 Uniform Investment Adviser Law Examination

2019-01-31

Other Names

Nathan Phan

View on SEC IAPD