Dustin Charles Ream

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-31
NJ	RA	APPROVED	2020-03-03

TX RA
APPROVED

Since 2025-03-31
NJ RA
APPROVED

Since 2020-03-03

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	08/2019	Present
The Dandelion Restaurant	Philadelphia	PA	11/2010	05/2018
Thomas Jefferson University	Philadelphia	PA	01/2012	12/2018
Saint Joseph's University	Philadelphia	PA	09/2015	09/2019
Morimoto Restaurant	Philadelphia	PA	03/2018	08/2018
The Bercy Restaurant	Ardmore	PA	06/2018	04/2019
Northwestern Mutual	Philadelphia	PA	04/2019	05/2019
Unemployed	Philadelphia	PA	06/2019	07/2019
Bank Of America, N.A.	Pennington	NJ	12/2020	Present

08/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
11/2010 → 05/2018

The Dandelion Restaurant

Philadelphia, PA
01/2012 → 12/2018

Thomas Jefferson University

Philadelphia, PA
09/2015 → 09/2019

Saint Joseph's University

Philadelphia, PA
03/2018 → 08/2018

Morimoto Restaurant

Philadelphia, PA
06/2018 → 04/2019

The Bercy Restaurant

Ardmore, PA
04/2019 → 05/2019

Northwestern Mutual

Philadelphia, PA
06/2019 → 07/2019

Unemployed

Philadelphia, PA
12/2020 → Present

Bank Of America, N.A.

Pennington, NJ

Other Businesses

Name of outside business organization: Getty Images Investment related: No Address of business: Los Angeles, CA Position, title, association: Contributor Start date of relationship: 2014 Number of hours devoted monthly: Usually 0/ as many as I want. Number of hours devoted monthly during trading hours: 0 Duties: Contributing images for resale and licensing by the agency Name of outside business organization: Dustin Ream Photography Investment related: No Address of business: Philadelphia, PA Position, title, association: Owner Start date of relationship: 2010 Number of hours devoted monthly: Usually 0/ as many as I want. Number of hours devoted monthly during trading hours: 0 Duties: Image capture, Assisting photographers, and Image post production finishing.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-27

S66 Uniform Combined State Law Examination

2020-02-27

Other Names

Dustin Charles Ream
Dustin Ream

View on SEC IAPD