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1780 Wellington Avenue Suite 400, Winnipeg R3H-1B3 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nelson Financial Planning Corp. | Winnipeg Manitoba | 08/2014 | 07/2017 | |
| Cardinal Capital Management | Winnipeg Manitoba | 08/2017 | Present |
Name of other business: BCWB Hospitality Investment Related: No Address: 816 South Drive, Winnipeg MB, R3T 0C6 Nature of business: Life Insurance Position/Title: Insurance Agent Start date: 8/1/17 Approx. hours/ month: 1 (all during securities trading hours) Duties: Complete application for life, disability and critical illness insurance. Service existing book of insurance business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-17 |
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