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Current Employers
Cardinal Capital Management, Inc.

1780 Wellington Avenue Suite 400, Winnipeg R3H-1B3 • Canada

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-10
  • TX RA
    APPROVED_RES
    Since 2023-03-10

Branch Locations

1780 Wellington Avenue Suite 400, Winnipeg R3H-1B3 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nelson Financial Planning Corp. Winnipeg Manitoba 08/2014 07/2017
Cardinal Capital Management Winnipeg Manitoba 08/2017 Present
  • 08/2014 → 07/2017
    Nelson Financial Planning Corp.
    Winnipeg Manitoba
  • 08/2017 → Present
    Cardinal Capital Management
    Winnipeg Manitoba
Other Businesses

Name of other business: BCWB Hospitality Investment Related: No Address: 816 South Drive, Winnipeg MB, R3T 0C6 Nature of business: Life Insurance Position/Title: Insurance Agent Start date: 8/1/17 Approx. hours/ month: 1 (all during securities trading hours) Duties: Complete application for life, disability and critical illness insurance. Service existing book of insurance business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-17
  • S65 Uniform Investment Adviser Law Examination
    2019-01-17

View on SEC IAPD

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