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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-06-19
IN RA APPROVED 2025-03-20
IL RA APPROVED 2023-04-18
  • WI RA
    APPROVED
    Since 2025-06-19
  • IN RA
    APPROVED
    Since 2025-03-20
  • IL RA
    APPROVED
    Since 2023-04-18

Branch Locations

500 West Madison Suite 2850, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Home Mortgage Chicago IL 10/2020 05/2022
Stifel Bank & Trust St. Louis MO 05/2019 10/2020
Unemployed Chicago IL 05/2022 04/2023
University Of Missouri - Columbia Columbia MO 08/2015 05/2019
Smootie King Columbia MO 10/2017 01/2018
Stifel Bank & Trust St. Louis MO 05/2018 08/2018
Stifel Financial Corp Columbia MO 03/2019 05/2019
Epic 6 Laser Tag & Sports Arena Gravois Bluffs MO 02/2014 01/2017
Valic Financial Advisors, Inc. Chicago IL 04/2023 Present
Agia Houston TX 04/2023 Present
  • 10/2020 → 05/2022
    Union Home Mortgage
    Chicago, IL
  • 05/2019 → 10/2020
    Stifel Bank & Trust
    St. Louis, MO
  • 05/2022 → 04/2023
    Unemployed
    Chicago, IL
  • 08/2015 → 05/2019
    University Of Missouri - Columbia
    Columbia, MO
  • 10/2017 → 01/2018
    Smootie King
    Columbia, MO
  • 05/2018 → 08/2018
    Stifel Bank & Trust
    St. Louis, MO
  • 03/2019 → 05/2019
    Stifel Financial Corp
    Columbia, MO
  • 02/2014 → 01/2017
    Epic 6 Laser Tag & Sports Arena
    Gravois Bluffs, MO
  • 04/2023 → Present
    Chicago, IL
  • 04/2023 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 04/24/2023 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-07
  • S66 Uniform Combined State Law Examination
    2023-04-07
Other Names
  • Thomas Hopper

View on SEC IAPD

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