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Christina M Guzman

Morgan Stanley

Pleasanton, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-03
CA RA APPROVED 2020-11-16
  • TX RA
    APPROVED
    Since 2020-12-03
  • CA RA
    APPROVED
    Since 2020-11-16

Branch Locations

4309 Hacienda Drive Suite 200, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pleasanton CA 09/2019 Present
Mt. Diablo School District Concord CA 03/2018 09/2019
Sunrise Assisted Living Huntington Beach CA 08/2016 01/2018
Morgan Stanley Private Bank, N.A New York NY 08/2022 Present
  • 09/2019 → Present
    Pleasanton, CA
  • 03/2018 → 09/2019
    Mt. Diablo School District
    Concord, CA
  • 08/2016 → 01/2018
    Sunrise Assisted Living
    Huntington Beach, CA
  • 08/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Other Businesses

1. *391947 - Yoga Instructor ; Investment related No; Walnut Creek, California; Recreation; (proprietor, partner, officer, director, employee, trustee, agent); 02/2020; During business hours: 0; After business hours: 8; Private Yoga Instructor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-16
  • S66 Uniform Combined State Law Examination
    2020-11-16
Other Names
  • Christina Guzman

View on SEC IAPD

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