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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Billings | MT | 05/2021 | 06/2023 |
| Albertsons | Billings | MT | 03/2020 | 03/2021 |
| Unemployed | Billings | MT | 08/2019 | 02/2020 |
| Wells Fargo | Billings | MT | 07/2019 | 08/2019 |
| Northwestern Mutual | Billings | MT | 03/2019 | 10/2019 |
| Montana State University Billings | Billings | MT | 01/2018 | 05/2018 |
| Montana State University Billings | Billings | MT | 03/2018 | 08/2018 |
| Montana State University Billings | Billings | MT | 09/2017 | 04/2018 |
| Northwestern Mutual | Billings | MT | 02/2018 | 06/2018 |
| Golden Corral | Billings | MT | 01/2016 | 09/2017 |
| Montana State University Billings | Billings | MT | 08/2018 | 05/2019 |
| Edward Jones | St. Louis | MO | 06/2023 | 07/2024 |
| Lpl Financial Llc | Billings | MT | 07/2024 | Present |
1) 01/13/2025 - Ness Services, LLC - Outside/W-2 Employment - Not Investment Related - 501 N. 18th St, Billings, MT - Start Date 09/16/2024 - 80 hours per month/ 0 hours during trading 2) 02/12/2025 - DBA for LPL Business (entity for LPL business) - Ten40Investing, LLC - Inv Related - At Reported Business Location(s) - Start date 07/24/2024 -0 hours per month/ 0 hours during trading 3) 06/06/2025 - Ten40Tax, LLC - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:05/27/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 4) 06/30/2025 - Ten40Tax & Investing Group, LLP - Business Entity For Tax/Investment Purposes Only - Not Inv rel - At Reported Business Location(s) - Start Date:07/31/2024 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-29 |
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