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Christian Javier Bautista

LPl Financial LLC

Billings, MT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2024-07-24
  • MT RA
    APPROVED
    Since 2024-07-24

Branch Locations

404 N. 31St St, Ste 423, Billings, MT 59101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Billings MT 05/2021 06/2023
Albertsons Billings MT 03/2020 03/2021
Unemployed Billings MT 08/2019 02/2020
Wells Fargo Billings MT 07/2019 08/2019
Northwestern Mutual Billings MT 03/2019 10/2019
Montana State University Billings Billings MT 01/2018 05/2018
Montana State University Billings Billings MT 03/2018 08/2018
Montana State University Billings Billings MT 09/2017 04/2018
Northwestern Mutual Billings MT 02/2018 06/2018
Golden Corral Billings MT 01/2016 09/2017
Montana State University Billings Billings MT 08/2018 05/2019
Edward Jones St. Louis MO 06/2023 07/2024
Lpl Financial Llc Billings MT 07/2024 Present
  • 05/2021 → 06/2023
    Billings, MT
  • 03/2020 → 03/2021
    Albertsons
    Billings, MT
  • 08/2019 → 02/2020
    Unemployed
    Billings, MT
  • 07/2019 → 08/2019
    Wells Fargo
    Billings, MT
  • 03/2019 → 10/2019
    Northwestern Mutual
    Billings, MT
  • 01/2018 → 05/2018
    Montana State University Billings
    Billings, MT
  • 03/2018 → 08/2018
    Montana State University Billings
    Billings, MT
  • 09/2017 → 04/2018
    Montana State University Billings
    Billings, MT
  • 02/2018 → 06/2018
    Northwestern Mutual
    Billings, MT
  • 01/2016 → 09/2017
    Golden Corral
    Billings, MT
  • 08/2018 → 05/2019
    Montana State University Billings
    Billings, MT
  • 06/2023 → 07/2024
    St. Louis, MO
  • 07/2024 → Present
    Billings, MT
Previous Registrations
  • 2023-08-01 → 2024-07-25
    Billings, MT
    Billings, MT
    St. Louis, MO
    Billings, MT
Other Businesses

1) 01/13/2025 - Ness Services, LLC - Outside/W-2 Employment - Not Investment Related - 501 N. 18th St, Billings, MT - Start Date 09/16/2024 - 80 hours per month/ 0 hours during trading 2) 02/12/2025 - DBA for LPL Business (entity for LPL business) - Ten40Investing, LLC - Inv Related - At Reported Business Location(s) - Start date 07/24/2024 -0 hours per month/ 0 hours during trading 3) 06/06/2025 - Ten40Tax, LLC - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:05/27/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 4) 06/30/2025 - Ten40Tax & Investing Group, LLP - Business Entity For Tax/Investment Purposes Only - Not Inv rel - At Reported Business Location(s) - Start Date:07/31/2024 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-29
  • S66 Uniform Combined State Law Examination
    2023-07-29

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