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Adam Paul Demonte

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

Emeryville, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-04
  • CA RA
    APPROVED
    Since 2022-01-04

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

1199 40Th St Ste 104, Emeryville, CA 94608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Emeryville CA 06/2014 Present
Wells Fargo Clearing Services Llc Emeryville CA 03/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-04
S63 Uniform Securities Agent State Law Examination 2019-06-10
  • S66 Uniform Combined State Law Examination
    2022-01-04
  • S63 Uniform Securities Agent State Law Examination
    2019-06-10

View on SEC IAPD

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