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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-01-17 |
| CT | RA | APPROVED | 2021-10-18 |
| NJ | RA | APPROVED | 2021-10-18 |
| NY | RA | APPROVED | 2021-10-14 |
Branch Locations
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
2173 86Th Street, Brooklyn, NY 11214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Brooklyn | NY | 04/2005 | 01/2017 |
| Jp Morgan Chase Bank N.A. | Brooklyn | NY | 01/2018 | 02/2021 |
| Jp Morgan Securities, Llc | Brooklyn | NY | 01/2018 | 02/2021 |
| Unemployed | Brooklyn | NY | 01/2017 | 01/2018 |
| Unemployed | Brooklyn | NY | 02/2021 | 10/2021 |
| Td Bank N.A. | Brooklyn | NY | 10/2021 | Present |
| Td Private Client Wealth Llc | Brooklyn | NY | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-14 |
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