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Rockcliff Siomen Christie

LPl Enterprise, LLC

Tampa, FL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-18
  • FL RA
    APPROVED
    Since 2024-11-18

Branch Locations

4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Tampa FL 07/2003 07/2021
Pfs Investments Inc. Tampa FL 04/2019 07/2021
Pruco Securities, Llc. Tampa FL 07/2021 11/2024
Jpmorgan Chase Tampa FL 11/2001 03/2019
Lyft Tampa FL 01/2017 03/2020
Onetouch Direct Tampa FL 12/2020 07/2021
Prudential Insurance Company Of America Tampa FL 08/2021 Present
Lpl Enterprise, Llc Tampa FL 11/2024 Present
  • 07/2003 → 07/2021
    Primerica Financial Services
    Tampa, FL
  • 04/2019 → 07/2021
    Pfs Investments Inc.
    Tampa, FL
  • 07/2021 → 11/2024
    Pruco Securities, Llc.
    Tampa, FL
  • 11/2001 → 03/2019
    Jpmorgan Chase
    Tampa, FL
  • 01/2017 → 03/2020
    Lyft
    Tampa, FL
  • 12/2020 → 07/2021
    Onetouch Direct
    Tampa, FL
  • 08/2021 → Present
    Prudential Insurance Company Of America
    Tampa, FL
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-03
S63 Uniform Securities Agent State Law Examination 2019-08-07
  • S65 Uniform Investment Adviser Law Examination
    2022-05-03
  • S63 Uniform Securities Agent State Law Examination
    2019-08-07
Other Names
  • Rocky Christie
  • Rockcliff Siomen Christie
  • Rockcliff Christie

View on SEC IAPD

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