Rodney Brian Mott

Current Employers

Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2023-08-17

WA RA
APPROVED

Since 2023-08-17

Branch Locations

1600 Commercial Ave, Anacortes, WA 98221 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Command Financial Planning, Inc.	Fort Worth	TX	03/2019	06/2019
The University Of Tulsa	Tulsa	OK	08/2010	07/2018
Brokerage House	Anacortes	WA	01/2019	03/2019
Unemployed	Anacortes	WA	08/2018	12/2018
First Command Financial Planning, Inc.	Fort Worth	TX	06/2019	12/2019
First Command Advisory Services, Inc.	Fort Worth	TX	06/2019	12/2019
First Command Insurance Services, Inc.	Fort Worth	TX	06/2019	12/2019
Thrivent Investment Management Inc	Anacortes	WA	02/2020	10/2022
Thrivent Financial	Appleton	WI	02/2020	05/2020
Thrivent Financial	Appleton	WI	05/2020	10/2022
Lpl Financial Llc	Bellingham	WA	10/2022	07/2023
First Federal Of Port Angels	Bellingham	WA	10/2022	07/2023
Key Investment Services	Anacortes	WA	08/2023	Present

03/2019 → 06/2019

First Command Financial Planning, Inc.

Fort Worth, TX
08/2010 → 07/2018

The University Of Tulsa

Tulsa, OK
01/2019 → 03/2019

Brokerage House

Anacortes, WA
08/2018 → 12/2018

Unemployed

Anacortes, WA
06/2019 → 12/2019

First Command Financial Planning, Inc.

Fort Worth, TX
06/2019 → 12/2019

First Command Advisory Services, Inc.

Fort Worth, TX
06/2019 → 12/2019

First Command Insurance Services, Inc.

Fort Worth, TX
02/2020 → 10/2022

Thrivent Investment Management Inc

Anacortes, WA
02/2020 → 05/2020

Thrivent Financial

Appleton, WI
05/2020 → 10/2022

Thrivent Financial

Appleton, WI
10/2022 → 07/2023

Lpl Financial Llc

Bellingham, WA
10/2022 → 07/2023

First Federal Of Port Angels

Bellingham, WA
08/2023 → Present

Key Investment Services

Anacortes, WA

Previous Registrations

2022-10-03 → 2023-08-02

Lpl Financial Llc

Bellingham, WA

Bellevue, WA
2020-02-04 → 2022-10-04

Thrivent Investment Management Inc.

Bellevue, WA

Anacortes, WA

Ferndale, WA
2019-06-04 → 2019-12-26

First Command Advisory Services

Oak Harbor, WA

Fort Worth, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-28

S66 Uniform Combined State Law Examination

2019-05-28