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3890 11Th Street Suite 118, Riverside, CA 92501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
3890 11Th Street Suite 118, Riverside, CA 92501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 03/2019 | 07/2022 |
| On-Line Bookkeeping Solutions | San Diego | CA | 02/2015 | 01/2018 |
| Apartment Life | Riverside | CA | 12/2015 | 06/2018 |
| Home Care Assistance | Riverside | CA | 01/2018 | 03/2019 |
| Wealthtech Partners Llc | Pasadena | CA | 07/2022 | 08/2024 |
| Kaplan | Riverside | CA | 04/2024 | Present |
| Higher Impact Financial, Llc | Riverside | CA | 08/2024 | Present |
1.) ON-LINE BOOKKEEPING SOLUTIONS; NOT INVESTMENT RELATED; 5198 ARLINGTON AVE #342, RIVERSIDE, CA 92504; TAX PREPARATION AND BOOKKEEPING SERVICES; TITLE: TAX PREPARATION ASSISTANT. START DATE 1/2023;HOURS: FOR 9 MONTHS (MAY-JANUARY), 5-10 HOURS A MONTH. FOR 3 MONTHS (FEBRUARY-APRIL), 50 HOURS A MONTH. DURING TAX SEASON, I SPEND ABOUT 30 HOURS A MONTH WORKING DURING SECURITIES TRADING HOURS. DUTIES: DATA ENTRY FOR TAX RETURNS, CUSTOMER SERVICE, SOME BILLING. GENERAL ADMINISTRATIVE DUTIES. 2.) KAPLAN; NOT INVESTMENT RELATED; 6737 MT. WHITNEY AVENUE, RIVERSIDE, CA; NATURE OF BUSINESS: EDUCATION; TITLE: ONLINE SECURITIES INSTRUCTOR; START DATE: 2/3/2024; HOURS: 36 HOURS PER MONTH WITH APPROXIMATELY 12 HOURS DURING TRADING HOURS; DUTIES INCLUDES TEACHING SECURITIES COURSES (SIE, SERIES 7, 66). 3) INSURANCE AGENT- INVESTMENT RELATED-, RIVERSIDE, CALIFORNIA; INSURANCE SALES, AGENT, 2025, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-17 |
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