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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
CA RA APPROVED 2025-12-05
  • TX RA
    APPROVED
    Since 2026-02-13
  • CA RA
    APPROVED
    Since 2025-12-05

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

5951 La Sendita, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rancho Santa Fe CA 02/2019 Present
Unemployed La Jolla CA 01/2019 02/2019
University Of San Diego San Diego CA 09/2010 12/2018
California Innocence Project San Diego CA 02/2018 08/2018
Unemployed La Jolla CA 01/2018 01/2018
University Of Denver Denver CO 01/2016 11/2017
  • 02/2019 → Present
    Rancho Santa Fe, CA
  • 01/2019 → 02/2019
    Unemployed
    La Jolla, CA
  • 09/2010 → 12/2018
    University Of San Diego
    San Diego, CA
  • 02/2018 → 08/2018
    California Innocence Project
    San Diego, CA
  • 01/2018 → 01/2018
    Unemployed
    La Jolla, CA
  • 01/2016 → 11/2017
    University Of Denver
    Denver, CO
Other Businesses

I*1372299, Entity Type, Name of OBA: H Trust Agreement Address: Rancho Santa Fe California 92091 Investment Related: No Position, Title, Association: TrusteeEmployee Start Date: 06/28/2023No Hours: 1 monthly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-05
  • S66 Uniform Combined State Law Examination
    2025-12-05
Other Names
  • Devon Hawley

View on SEC IAPD

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