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Andrew Jian Feng Li

Wells Fargo Clearing Services, LLC

San Francisco, CA

San Francisco, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-15
  • CA RA
    APPROVED
    Since 2022-03-15

Branch Locations

145 W Portal Ave, San Francisco, CA 94127 • United States

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Francisco CA 02/2017 Present
Wells Fargo Clearing Services Llc San Francisco CA 02/2019 Present
Costco Wholesale South San Francisco CA 12/2016 01/2017
Coldstone Creamery Daly City CA 05/2016 02/2017
  • 02/2017 → Present
    Wells Fargo Bank Na
    San Francisco, CA
  • 02/2019 → Present
    Wells Fargo Clearing Services Llc
    San Francisco, CA
  • 12/2016 → 01/2017
    Costco Wholesale
    South San Francisco, CA
  • 05/2016 → 02/2017
    Coldstone Creamery
    Daly City, CA
Other Businesses

IN HOME SUPPORTIVE SERVICES; NOT INV RELATED;SAN FRANCISCO,CA; CAREGIVER; START DATE: 03/16/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-15
S63 Uniform Securities Agent State Law Examination 2019-07-09
  • S66 Uniform Combined State Law Examination
    2022-03-15
  • S63 Uniform Securities Agent State Law Examination
    2019-07-09
Other Names
  • Andrew Li

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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