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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-06
CA RA APPROVED 2023-02-03
  • TX RA
    APPROVED_RES
    Since 2023-02-06
  • CA RA
    APPROVED
    Since 2023-02-03

Branch Locations

3440 Via Mercato Suite A, Carlsbad, CA 92009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spa Girl Cocktails San Diego CA 05/2016 01/2019
Swirl Boutique Encinitas CA 02/2018 01/2019
J.P. Morgan Securities Llc Carlsbad CA 02/2019 Present
Jpmorgan Chase Bank, N.A. Carlsbad CA 02/2019 Present
Encinitas Educational Foundation Encinitas CA 10/2015 05/2017
Tyga Rei Or Tyga Re Investments Las Vegas NV 05/2022 Present
  • 05/2016 → 01/2019
    Spa Girl Cocktails
    San Diego, CA
  • 02/2018 → 01/2019
    Swirl Boutique
    Encinitas, CA
  • 02/2019 → Present
    Carlsbad, CA
  • 02/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Carlsbad, CA
  • 10/2015 → 05/2017
    Encinitas Educational Foundation
    Encinitas, CA
  • 05/2022 → Present
    Tyga Rei Or Tyga Re Investments
    Las Vegas, NV
Other Businesses

Entity Name: TYGA REI or TYGA RE INVESTMENTS Investment related: No Address: 712 Peachy Canyon Circle #201 Las Vegas, NV 89144 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/25/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: We are buying an invest condo that we will rent out. We will put the condo in an LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-03
S63 Uniform Securities Agent State Law Examination 2019-04-17
  • S66 Uniform Combined State Law Examination
    2022-12-03
  • S63 Uniform Securities Agent State Law Examination
    2019-04-17
Other Names
  • Sara Christine Sobarnia
  • Sara Christine Vanwagner
  • Sara C Peltier
  • Sara Sobarnia
  • Sara Van
  • Sara Vanwagner
  • Sara Peltier
  • Sara C Van
  • Sara Christine Peltier

View on SEC IAPD

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