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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2021-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 09/2019 | 10/2021 |
| Open Systems Technologies Inc. | New York | NY | 02/2019 | 09/2019 |
| Gilligans, Inc. | Scottsdale | AZ | 01/2019 | 02/2019 |
| Amazon Com Services Inc | Seattle | WA | 11/2018 | 01/2019 |
| Unemployed | Phoenix | AZ | 10/2018 | 11/2018 |
| Plexus International | Scottsdale | AZ | 09/2018 | 10/2018 |
| Merck Kgaa | Darmstadt | 09/2016 | 09/2018 | |
| Unemployed | Stutensee | 08/2015 | 09/2016 | |
| Lpl Financial Llc | Dover-Foxcroft | ME | 11/2021 | Present |
1. 12/11/2023 - Target - Outside/W-2 Employment - Not Investment Related - 200 Running Hill Road, South Portland, Maine - Start Date 08/12/2023 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-03 |
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