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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-13
  • CA RA
    APPROVED
    Since 2024-12-13

Branch Locations

Sunland, CA • United States

940 E 2Nd St Ste 34, Los Angeles, CA 90012-4381 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Los Angeles CA 03/2019 Present
Bob Smith Toyota La Crescenta CA 04/2012 03/2019
Other Businesses

Outside Employment; BRAHHVO LLC.; Staff employee; LLC formed by the advisor franchisee at Ameriprise.; 940 E 2nd St, , LOS ANGELES, CA, 90012; Investment-Related; 08/01/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-08
  • S66 Uniform Combined State Law Examination
    2024-12-08
Other Names
  • Cristy Pearl

View on SEC IAPD

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