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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-13 |
Branch Locations
940 E 2Nd St Ste 34, Los Angeles, CA 90012-4381 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Los Angeles | CA | 03/2019 | Present |
| Bob Smith Toyota | La Crescenta | CA | 04/2012 | 03/2019 |
Outside Employment; BRAHHVO LLC.; Staff employee; LLC formed by the advisor franchisee at Ameriprise.; 940 E 2nd St, , LOS ANGELES, CA, 90012; Investment-Related; 08/01/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-08 |
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