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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-27
TX RA APPROVED 2025-08-27
  • CA RA
    APPROVED
    Since 2025-08-27
  • TX RA
    APPROVED
    Since 2025-08-27

Branch Locations

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Pointe Advisors Newport Beach CA 01/2013 01/2019
Fidelity Brokerage Services Llc Newport Beach CA 02/2019 Present
  • 01/2013 → 01/2019
    Beacon Pointe Advisors
    Newport Beach, CA
  • 02/2019 → Present
    Fidelity Brokerage Services Llc
    Newport Beach, CA
Other Businesses

OBA-13764|OrgNmn:MineMine|Org Addr:Irvine,California,US|OBA Nature:Online Shop selling personaliz|Invst Rel:N|Title:General Partner|Duties:Marketing. Posting products online.|StrtDt:11-01-19|TotHrs/mon:25|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-14
S63 Uniform Securities Agent State Law Examination 2019-09-04
  • S65 Uniform Investment Adviser Law Examination
    2025-03-14
  • S63 Uniform Securities Agent State Law Examination
    2019-09-04
Other Names
  • Autumn Kim

View on SEC IAPD

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