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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-27 |
| TX | RA | APPROVED_RES | 2026-01-27 |
Branch Locations
17317 E. Main Street, Hesperia, CA 92345 • United States
19311 Bear Valley Rd, Apple Valley, CA 92308 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Apple Valley | CA | 02/2019 | 07/2022 |
| Bank Of America, N.A. | Apple Valley | CA | 02/2019 | 07/2022 |
| Wells Fargo | Apple Valley | CA | 08/2013 | 02/2019 |
| Morgan Stanley | Riverside | CA | 07/2022 | 01/2026 |
| Jpmorgan Chase Bank, N.A. | Hesperia | CA | 01/2026 | Present |
| J.P. Morgan Securities Llc | Hesperia | CA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-31 |
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