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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-20
NJ RA APPROVED 2019-06-03
  • TX RA
    APPROVED_RES
    Since 2023-03-20
  • NJ RA
    APPROVED
    Since 2019-06-03

Branch Locations

1200 Howard Blvd, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Laurel NJ 02/2019 Present
Johnson & Johnson New Brunswick NJ 09/2016 02/2019
Open Systems Healthcare Philadelphia PA 03/2015 09/2016
Bank Of America N.A. Mount Laurel NJ 02/2019 Present
  • 02/2019 → Present
    Mount Laurel, NJ
  • 09/2016 → 02/2019
    Johnson & Johnson
    New Brunswick, NJ
  • 03/2015 → 09/2016
    Open Systems Healthcare
    Philadelphia, PA
  • 02/2019 → Present
    Bank Of America N.A.
    Mount Laurel, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-31
  • S66 Uniform Combined State Law Examination
    2019-05-31
Other Names
  • Bob Falconiero
  • Robert Falconiero

View on SEC IAPD

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