Christopher G Happel

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-04-30
WA	RA	APPROVED	2023-12-11
IN	RA	APPROVED	2022-06-24

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Indianapolis	IN	02/2019	06/2022
Ih Solutions, Llc	Indianapolis	IN	03/2013	02/2019
Bank Of America, N.A.	Indianapolis	IN	04/2019	06/2022
Lpl Financial Llc	Indianapolis	IN	06/2022	Present

02/2019 → 06/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN
03/2013 → 02/2019

Ih Solutions, Llc

Indianapolis, IN
04/2019 → 06/2022

Bank Of America, N.A.

Indianapolis, IN
06/2022 → Present

Lpl Financial Llc

Indianapolis, IN

1) 6/2022- Adventium Wealth Advisors, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Indianapolis, IN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-06