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Sophia Dawn Sinsigalli

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-01
CA RA APPROVED 2024-04-01
  • TX RA
    APPROVED
    Since 2024-08-01
  • CA RA
    APPROVED
    Since 2024-04-01

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

50 W San Fernando St, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 02/2019 Present
Full Time Student Monterey CA 06/2012 06/2022
Standard Strength Campbell CA 11/2022 01/2023
Bank Of America N.A. San Jose CA 02/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-29
  • S66 Uniform Combined State Law Examination
    2024-02-29
Other Names
  • Sophie Sinsigalli

View on SEC IAPD

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